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    TE312: Introduction to Digital

    Telecommunications

    Lecture #2

    Sampling Theory

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    Introduction

    Points to be discussed in this lecture:

    Instantaneous (Ideal) Sampling Nyquist Sampling Theorem

    Natural Sampling Flat-Top Sampling

    Practical Considerations

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    Introduction

    Reading Assignment

    1. Simon Haykin, Digital Communications, JohnWiley & Sons, Inc., 1988, Chapter 4, Sec. 4.1-4.5.

    2. Bernard Sklar, Digital Communications:Fundamentals and Applications, 2nd Ed., PrenticeHall PTR, 2001, Chapter 2, Sec. 2.4.

    3. A. Bruce Carlson, Paul B. Crilly, and Janet C.Rutledge, Communication Systems: AnIntroduction to Signals and Noise in Electrical

    Communication, 4th

    Ed., McGraw Hill, 2002,Chapter 6, Sec. 6.1.

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    Instantaneous (Ideal) Sampling

    In most cases, message signals are generatedby analog information sources e.g., audio,

    video, etc. and the signals are continuous intime and amplitude (analog).

    Analog message signals are converted todigital form by an analog-to-digital (A/D)converter, which involves sampling to produce

    a discrete time signal, quantizing to generate adiscrete-amplitude signal and encoding toproduce a sequence of bits.

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    Instantaneous (Ideal) Sampling

    Consider a signal ( )sx t obtained by

    instantaneous sampling a signal ( ) at a

    periodic interval

    x t

    sT. sT is sampling period and1

    ss

    fT

    = is sampling rate.

    ( )x t

    t

    ( )sx t

    ts

    T sT

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    Instantaneous (Ideal) Sampling

    The instantaneous sampled signal ( )sx t can be

    expressed in time domain by

    ( ) ( ) ( )s s sn

    x t x nT t nT

    =

    =

    The can be obtained by taking a product of

    ( ) and a periodic impulse train( )sx t

    x t ( )sT t

    (switching function)

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    Instantaneous (Ideal) Sampling

    ( ) ( ) ( )ss T

    x t t x t= ( )x t

    ( ) ( ) ( )

    ( ) ( )

    ss T

    s

    n

    x t x t t

    x t t nT

    =

    =

    =

    ( ) ( )sT s

    n

    t t nT

    =

    =

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    Instantaneous (Ideal) Sampling

    Multiplication in time domain transforms toconvolution in frequency domain (frequency

    convolution property). Thus

    ( ) ( )1 1

    1 1

    s

    ns s

    ns s

    X f X f f n

    T T

    X f nT T

    =

    =

    =

    =

    1. ( )sX f is a continuous spectrum.

    2. ( )sX f is periodic with a period equal to1

    sT

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    Instantaneous (Ideal) Sampling

    Alternatively, ( )sX f can be derived using the

    time-shift property of Fourier transform i.e.

    ( ) ( ) ( )1

    exp 2s s sns

    X f x nT j fnTT

    =

    =

    This is the complex exponential Fourier seriesexpansion of the spectrum of ( ) sincesx t ( )sX f

    is periodic in f with the coefficients ( )sx nT .

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    Sampling Theorem

    Let the spectrum of ( )x t be strictly band-limited

    to HzB as shown below

    ( )| |X f

    f

    Let the sampling period 12s

    TB

    = , which implies

    that the sampling rate 2sf B= .

    B B

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    Sampling Theorem

    In this case,

    ( ) ( )2 2s nX f B X f Bn

    ==

    f

    ( )sX f

    B B

    2B

    2B 3B

    3B

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    Sampling Theorem

    Therefore, the spectrum of ( )x t , ( )X f can be

    derived from ( )sX f as

    ( ) ( )1

    2

    1 exp2 2

    s

    n

    X f X f B f BB

    n nfx j B f BB B B

    =

    =

    =

    It can be concluded that ( )X f is uniquelydetermined by sample values ( )/ 2x n B and so is

    ( ).x t

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    Sampling Theorem

    Reconstruction of ( )x t from )can be derived

    from the inverse Fourier transform of

    (sx t

    ( )X f .

    ( ) ( ) ( )

    ( )

    ( )

    exp 2

    1 exp exp 22 2

    sinc 2

    2

    B

    Bn

    n

    x t X f j ft df

    n nfx j j ft dfB B B

    nx Bt n

    B

    =

    =

    =

    =

    =

    This is an interpolation formula.

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    Sampling Theorem

    Sampling theorem for band-limited signals offinite energy states that:

    1. A signal of finite energy band-limited toHzB is completely described by specifying

    the values of the signal at instants of timeseparated by 1/ 2Bsec.

    2. A signal of finite energy band-limited toHzB may be completely recovered from its

    samples taken at the rate 2B per second,

    which is called theNyquist rate.

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    Sampling Theorem

    Reconstruction of ( )x t from )is implemented

    by means of a low-pass filter (LPF) called

    reconstruction filter.

    (sx t

    For realizable reconstruction LPF, the

    sampling rate sf must be larger than .2BIf 2sf B< , frequency-shifted versions of ( )X f

    overlap. This results in aliasing effect and theoriginal signal ( ) cannot be recovered from

    ( )x t

    sx t

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    Sampling Theorem

    ( )| |

    f

    ( )| |sX f

    B B

    2B

    2sf B

    sX f

    B B

    2B

    2sf B < 2sf B>f

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    Natural Sampling

    A natural sampled signal ( )sx t can be

    expressed in time domain by (from practical

    switching circuits)

    ( ) ( ) ( )

    ( )1 0

    0 otherwise

    s s

    n

    x t x t h t nT

    th t

    =

    =

    =

    The switching signal )( ) ( sn

    p t h t nT

    =

    = is a

    periodic rectangular pulse train.

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    Natural Sampling

    ( )x t ( ) ( ) ( )sx t p t x t=

    ( ) ( )sn

    p t h t nT

    ==

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    Natural Sampling( )x t

    t

    t

    ( )s t

    t

    ( )p t

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    Natural Sampling

    Complex exponential Fourier series of theswitching signal ( )p t is expresses as:

    ( ) ( ) ( ) ( )exp 2 , = sinc expn s n s s sn

    p t c j nf t c f n f j nf t

    =

    =

    Using the Fourier series expression for ( )p t , it

    follows that

    ( ) ( ) ( )exp 2s n sn

    x t x t c j nf t

    =

    =

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    Natural Sampling

    From the frequency-shifting property, Fouriertransform of ( )sx t becomes

    ( ) ( )s n sn

    X f c X f nf

    =

    =

    Note:

    (1. )consists of an infinite number of copies

    of ( )shifted every

    sX f

    X f Hzsf .2. The copy is scaled by .thn nc

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    Natural Sampling

    fB B 3B3B

    ( )| |sX f

    Reconstruction of ( )x t from )is implemented

    by means of a low-pass filter (LPF) called

    reconstruction filter if 2

    (sx t

    sf B .

    Note that .0 1.0c =

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    Flat-Top Sampling

    Flat-top sampling of a signal ( )x t is obtained by

    instantaneous sampling at every sampling

    period sT and holding the sample value forduration of (e.g. sample-and-hold circuit)sec.T

    The flat-top sampled signal is defined by( ) ( ) ( )

    ( ) ( ) ( )

    ( ) ( ) ( )

    s s sn

    s s

    n

    sn

    x t x nT g t nT

    g t x nT t nT

    g t x t t nT

    =

    =

    =

    =

    =

    =

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    Flat-Top Sampling

    ( )sx nT : n-thsample of the message signal ( )x t .

    sT : sampling period

    1/ 2sT B: sampling rate

    ( ) 1, 00, elsewhere

    t Tg t =

    The Fourier transform of ( )sx t is given by

    ( ) ( ) ( )s s sn

    X f f G f X f nf

    =

    =

    ( ) ( ) ( )sinc expG f T fT j fT =

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    Flat-Top Sampling

    ( )

    ( ) ( ) ( )s

    s

    T

    x t

    t x t g t

    =

    ( )g t( )x t

    ( ) ( )s

    T s

    n

    t t nT

    =

    =

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    Flat-Top Sampling

    ( )X f

    ( )sx t

    t

    f( )sX f

    f

    1/T1/T

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    Flat-Top Sampling

    Recovery of ( )x t is accomplished by the

    reconstruction LPF.

    The reconstructed signal (LPF output) isprocessed by an equalizer to minimize the

    aperture effect caused by ( )G f . The frequencyresponse of the equalizer is given by( )eqH f

    ( )( )sinc

    seq

    TH fT Tf

    =

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    Practical Considerations

    Practical signals are time-limited which impliesthat they are not band-limited.

    To avoid aliasing, an anti-aliasing (prefilter)low-pass filter processes a signal with cut-offfrequency equal to half the Nyquist rate.

    Realizable filters require a nonzero transition

    bandwidth which implies 2sf B> (i.e samplingrates

    f must be much larger than baseband

    signal bandwidth B.)

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    Practical Considerations

    To minimize the sampling rate, which implieslower transmission rates and less storage

    memory, small transition bandwidth of filters isdesired.

    A good engineering balance is to allow atransition bandwidth 20% of the basebandsignal bandwidth such that 2.2

    sf B .

    44,100 samples/s is used for a high qualitycompact disc (CD) digital audio system for a

    music signal with bandwidth of 20 kHz.

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    Practical Considerations

    A sampling rate of 8000 samples/s is used fordigital telephone systemsfor telephone quality

    speech with bandwidth of 4 kHz.