Emulsion-core and polyelectrolyte-shell nanocapsules: biocompatibility and neuroprotection against...
Transcript of Emulsion-core and polyelectrolyte-shell nanocapsules: biocompatibility and neuroprotection against...
RESEARCH PAPER
Emulsion-core and polyelectrolyte-shell nanocapsules:biocompatibility and neuroprotection against SH-SY5Y cells
Marek Piotrowski • Krzysztof Szczepanowicz •
Danuta Jantas • Monika Leskiewicz •
Władysław Lason • Piotr Warszynski
Received: 23 May 2013 / Accepted: 30 September 2013 / Published online: 10 October 2013
� Springer Science+Business Media Dordrecht 2013
Abstract The emulsion-core and polyelectrolyte-
coated nanocapsules, designed as water-insoluble neu-
roprotective drug delivery system, were synthesized
using layer-by-layer saturation method. The isopropyl
myristate was used as oil phase and docusate sodium
salt as emulsifier. For the polyelectrolyte shell prepa-
ration, synthetic polyelectrolytes, cationic (PDAD-
MAC, PAH, and PLL) and anionic (PGA) were used.
The particle size and zeta potential of nanocapsules
were characterized by the dynamic light scattering. The
average size of synthesized nanocapsules ranged from
*80 to *100 nm. Zeta potential values ranged from
less than approximately -30 mV for the polyanion
layers to greater than approximately ?30 mV for the
polycation layers. Biocompatibilities of the synthesized
nanocarriers were evaluated against SH-SY5Y human
neuroblastoma cells using various biochemical assays.
The results obtained show that synthesized nanocap-
sules coated with PLL and PGA were nontoxic to SH-
SY5Y cells, and they were used as nanocarriers for
model neuroprotective drug (a calpain inhibitor MDL
28170). The neuroprotective action of the encapsulated
MDL 28170 against hydrogen peroxide-induced oxi-
dative stress cytotoxicity was evaluated in the same cell
line. The results showed that nanoencapsulated form of
MDL 28170 were biocompatible and protected SH-
SY5Y cells against the H2O2 (0.5 mM/24 h)-induced
damage in 20–40 times lower concentrations than those
of the same drug added directly to the culture medium.
These data suggest that the nanoscale carriers of
neuroprotective drugs might serve as novel promising
therapeutic agents for oxidative stress-related neurode-
generative processes.
Keywords Nanoencapsulation � Layer-by-
layer � Polyelectrolytes � Cytotoxicity � Calpain
inhibitor-MDL 28170 � Oxidative stress
Introduction
Successful treatment of central nervous system (CNS)
disorders—such as Parkinson’s and Alzheimer’s dis-
eases, stroke, and multiple sclerosis, being serious
medical and social problems—still remains highly
challenging (Kabanov and Gendelman 2007). In the
recent decades, the significant progress in understand-
ing the biochemical mechanisms of neuronal cell
damage has been observed, and as consequence, new
approaches to the treatment and prevention of neuro-
degenerative diseases have been proposed. On the
M. Piotrowski (&) � K. Szczepanowicz � P. Warszynski
Jerzy Haber Institute of Catalysis and Surface Chemistry,
Polish Academy of Sciences, Niezapominajek 8,
30-239 Krakow, Poland
e-mail: [email protected]
D. Jantas � M. Leskiewicz � W. Lason
Institute of Pharmacology, Polish Academy of Sciences,
Krakow, Poland
123
J Nanopart Res (2013) 15:2035
DOI 10.1007/s11051-013-2035-1
molecular basis of the apoptosis, excitotoxicity, and
oxidative damage, some new potential neuroprotec-
tive drugs have been recently suggested, e.g., neuro-
peptides, proteases (calpains, caspases, etc.)
inhibitors, immunosuppressants, neurosteroids, anti-
oxidant enzymes, and nonenzymatic antioxidants. A
pharmacological classification of various neuropro-
tective agents is extensively described in The Hand-
book of Neuroprotection (Jain 2011). Unfortunately,
there are no clear indications as to how the vast
majority of these drugs should be practically used in
clinical trials, which may be related to their poor
absorption and biodistribution, and adverse reactions
of immune system after systemic applications. More-
over, numerous potential neuroprotectants do not
penetrate the blood–brain barrier (BBB) (Pardridge
2003). Thus, the effective progress of the treatment of
neurodegenerative diseases may depend not only on
the better understanding of the molecular mechanisms
of neuropathology but also on the favorable pharma-
ceutical properties of neuroprotective agents (Kanwar
et al. 2012). Nanotechnology creates new opportuni-
ties to challenge undesirable properties of drugs.
Nanometer size of the drug-loaded particles (diame-
ters of *100 nm) and use of biocompatible com-
pounds in their preparation are among the basic
principles governing nanocarriers design. Simulta-
neously, nanoencapsulation provides opportunities to
solubilize hydrophobic drugs for systematic delivery
(Wischke and Schwendeman 2008). Moreover,
numerous neuroprotective drugs in the nanoform are
capable of overcoming the limitations of CNS barriers
and reach therapeutic concentrations in brain tissue
(Begley 2004; Silva 2007). Further development of
nanocarrier systems is mainly focusing on targeted
drug delivery and sustained release of the drugs by
specific surface functionalization/modification (Pinto
Reis et al. 2006). In general, the nanostrategy may lead
to the improvement of in vivo bioavailability and
efficiency of neuroprotective agents that can contrib-
ute to their high effectiveness in therapeutic action
while reducing undesirable side effects.
There are many examples in the scientific literature
where research on nanoparticulate drug delivery
systems is directed toward neurological approaches.
Wilson et al. (2008a, b) described nanoparticles of
poly (n-butyl-cyano-acrylate) (PnBCA) coated with
polycarbonate 80 that significantly increased transport
of drugs (tacrine and rivastygmine) used to treat
Alzheimer’s disease into the brain tissue. Later reports
of encapsulation of these drugs confirmed the potential
of such nanopharmaceuticals for the modern molec-
ular neuroscience. Chitosan nanoparticles coated with
polysorbinate 80 optimize tacrine pharmacokinetic
parameters after intravenous administration in rats
(Wilson et al. 2010), while rivastigmine encapsulated
in poly(lactide-co-glycolide) (PLGA) and PnBCA
nanoparticles exhibits positive therapeutic outcome
in amnesic mice (Joshi et al. 2010). Z-DEVD-FMK
(N-benzyloxycarbonil-Asp(OMe)-Glu(OMe)-Val-
Asp(OMe)-fluoromethylketone)-loaded polyethylene
glycol (PEG)-overcoated chitosan nanospheres func-
tionalized with transferrin receptor monoclonal anti-
bodies (TfRMAb) (Karatas et al. 2009) are another
example of nanoscale carriers of neuroprotective
drugs. It was shown that this nanomedicine is rapidly
transported across the BBB and decreases neurolog-
ical deficit and ischemia-induced caspase-3 activity in
mice. Kumar et al. investigated encapsulation and
release of the anti-tuberculosis drug rifampicin using
hydrogen-bonded layer-by-layer (LbL) microshells of
poly(vinyl pyrrolidone) (PVP) and poly(methacrylic
acid) (PMAA). The rifampicin drug released from the
LbL microshells had the same efficacy as the free
drug, indicating that the drug properties are not
changed by the encapsulation and release processes
(Kumar et al. 2009). Mulik et al. described apolipo-
protein E3 (ApoE3)-mediated PnBCA nanoparticles
containing curcumin and tested their neuroprotective
action against beta amyloid-induced cytotoxicity in
SH-SY5Y cells. The results indicated a significant
reduction of cytotoxic effects in human neuroblas-
toma cells treated with this functionalized nano-
spheres as well as reduction of reactive oxygen
species (ROS) formation (Mulik et al. 2012). Reddy
et al. described PLGA nanoparticles loaded with
superoxide dismutase (SOD) that showed neuropro-
tective activity against oxidative stress-induced cyto-
toxicity in primary cultures of human neurons, which
appears to be because of the stability of the
encapsulated enzyme and its better neuronal uptake
after encapsulation (Reddy et al. 2008). Another
approach was proposed by Williams et al. who
synthesized PEG-glutathione (GSH) conjugates.
These nanoassemblies alleviate the oxidative stress-
induced cytotoxicity in SH-SY5Y cells (Williams
et al. 2009). Boridy et al. evaluated the ability of
cholesterol-bearing pullulan (CHP) nanogels to
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123
interact with the amyloid beta 1–42 (Ab1–42)
oligomeric forms and to reduce their toxicity on
primary cortical and microglial cells (Boridy et al.
2009). More and more researches concerning neuro-
protective effects of drugs encapsulated in numerous
nanosystems, such as liposomes, polymer nanoparti-
cles, nanocrystals, dendrimers, nanoshells, nano-
tubes, etc., are currently in various stages of
advancement. There are a number of reviews that
summarize recent discoveries in the field of nano-
neuroscience (Brambilla et al. 2011; Kanwar et al.
2012; Wong et al. 2012).
In this article, we present a simple method of
synthesis of nanocapsules with emulsion cores and
polyelectrolyte shells, which can be promising deliv-
ery systems for neuroprotective drugs. The polyelec-
trolyte shell is formed by the LbL method. In general,
LbL assembly is performed by depositing subsequent
layers of oppositely charged polyelectrolytes on a
substrate until a multilayered structure of the desired
thickness is formed (Decher 1997). The important
innovation in the LbL method was realized through
the use a colloidal core as a substrate. This technique
was pioneered by (Sukhorukov et al. 1998) and was
further developed by other author groups (Caruso
et al. 2001; Szczepanowicz et al. 2010a; Bazylinska
et al. 2012) for various core types (Adamczak et al.
2012; Szczepanowicz et al. 2013). In the present
study, we synthesized nanocapsules on the emulsion
droplets using LbL saturation method as described
previously (Szczepanowicz et al. 2010b). Further-
more, we evaluated biocompatibility of the synthe-
sized nanocapsules against the model SH-SY5Y
human neuroblastoma cells, the main prerequisite
for their application as a neuroprotective drug deliv-
ery system. The SH-SY5Y cell line, a thrice-cloned
subline of SK-N-SH cells, originally established from
a bone marrow biopsy of a neuroblastoma patient,
possesses the capability of proliferating in culture for
long periods without contamination. Therefore,
despite some minor disadvantages, the SH-SY5Y cell
line has been widely used in experimental neurolog-
ical studies as in vitro cell model, including analysis
of neurodegenerative processes and neuroprotection
(Xie et al. 2010). Then, we investigated the neuro-
protective potential of nanoencapsulated model drug
against oxidative stress-induced cytotoxicity in the
same cell culture. On the basis of preliminary
experiments, hydrogen peroxide and calpain inhibitor
MDL 28170 were chosen as an oxidative stress-
inducing cytotoxic agent and a neuroprotective drug,
respectively. Connection of oxidative stress and
calpain (calcium-dependent cytosolic cysteine prote-
ase) activity is well documented. Oxidative stress
increases intracellular free Ca2? levels and activates
Ca2?-dependent enzymes which are key effectors in
neuronal cell death reaction cascades (Czogalla and
Sikorski 2005; Ray et al. 2000). Inhibition of calpains
by a number of developed chemicals (Calpastatin,
Calpeptin, MDL 28170, etc.) has been observed
(Johnson 2000). In particular, MDL 28170, shows
high selectivity for calpains (Thompson et al. 2010).
Materials and methods
Chemicals
Synthetic polyelectrolytes (Table 1): PLL (P2636),
PAH (283215), PDADMAC (409014), and PGA
(P4886); surfactant: docusate sodium salt (AOT)
(D4422); hydrophobic phase: isopropyl myristate
(IPM) (W355690); and model drug: MDL 28170
(M6690) were purchased from Sigma Aldrich. PGA-
g-PEG copolymer was synthesized according to
(Boulmedais et al. 2004). Dulbecco’s modified Eagle
medium (DMEM) (41966-029) and fetal bovine serum
(FBS) (10270-106) were from Gibco. The Cytotoxic-
ity Detection Kit (11644793001) was from Roche
Diagnostic. MTT 3-[4,5-dimethylthiazol-2-yl]-2,5-
diphenyltetrazolium bromide (M2128), dimethyl sulf-
oxide (DMSO) (D5879), Triton X-100 (T9284), and
penicillin/streptomycin mixture (P4458) were from
Sigma Aldrich. Hydrogen peroxide (H2O2) (30 %)
was from POCH. All chemicals were used without
further purification. Ultrapure water was obtained
using Direct Q UV (Millipore).
Nanocapsules’ synthesis
Nanocapsules were prepared according to the LbL
saturation method analogous to the previous method
(Szczepanowicz et al. 2010b). In brief, nanocapsules
were formed by addition of hydrophobic phase with
dissolved anionic surfactant to polycation solution
under gentle mixing with a magnetic stirrer. The
optimal surfactant and polycation concentrations
were determined by measuring zeta potential of
J Nanopart Res (2013) 15:2035 Page 3 of 12
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nanoemulsion drops and examining their stability.
Stable emulsion was obtained when zeta potential of
emulsion drops with adsorbed polyelectrolyte layer
reached the constant value. On such prepared emul-
sion droplets, polyelectrolyte multilayer shell was
constructed repeating the LbL saturation procedure.
Amount of polyelectrolyte used to form each layer was
determined by zeta potential measurements; addition
of polyelectrolyte was stopped when zeta potential of
measured droplets reached constant value close to the
value obtained for free polyelectrolyte in solution.
PEGylated polyanion was used to form external layer
that was adsorbed to improve biodistribution of
nanocarriers. This type of modification should prolong
their circulation time by elimination of opsonization
process and fast clearance (Jokerst et al. 2011). Drug-
loaded nanocapsules were synthesized as described
above except that before emulsification process, active
agent was dissolved in the hydrophobic phase. Nano-
capsules were prepared in sterile conditions. The
illustrative scheme of the synthesized nanocapsules is
presented in Fig. 1.
Nanocapsules’ zeta potential determination
The zeta potential was measured using Laser Doppler
Electrophoresis (LDE) by Zetasizer Nano Series (Mal-
vern Instruments). Each value was obtained as an
average from three runs of the instrument with at least 20
measurements. The zeta potential of capsules as well as
of polyelectrolytes in solution was measured in 0.015 M
NaCl. All measurements were performed at 25 �C.
Nanocapsules’ concentration measurements
Nanoparticle concentration was determined by NTA
(Nanoparticle Tracking Analysis) using NS500 instru-
ment (NanoSight). The concentration of nanocapsules
was measured in 0.015 M NaCl. All measurements
were performed at 25 �C.
Nanocapsules’ size analysis
The size distribution (hydrodynamic diameter) of
nanocapsules was evaluated by dynamic light scatter-
ing (DLS). Experiments were carried out using
Zetasizer Nano Series (Malvern Instruments). Each
value was obtained as average from three runs with at
least 10 measurements. The size of the nanocapsules
was also measured by NTA using NS500 (NanoSight).
All measurements were performed at 25 �C in
0.015 M NaCl.
Table 1 Characteristics of synthetic polyelectrolytes used in the synthesis of nanocapsules
Polyelectrolyte Abbrev. Formula MW (g/mol) Ionic
character
Zeta potential
(0.015 M NaCl)
(mV)
Poly(L-lysine hydrobromide) PLL (C6H12N2O2)n�xHBr 30,000–70,000 Cationic ?42.7
Poly(allylamine
hydrochloride)
PAH (C3H7N)n�xHCl *15,000 Cationic ?46.0
Poly(diallyl dimethyl
ammonium chloride)
PDADMAC (C8H16NCl)n 100,000–200,000 Cationic ?68.0
Poly(L-glutamic acid) sodium salt PGA (C5H9NNaO4)n 50,000–100,000 Anionic -48.0
Fig. 1 Scheme of I core of the nanocapsule, II multilayered
nanocapsule (n number of layers), III drug-loaded nanocapsule,
IV PEGylated nanocapsule
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Nanocapsules’ stability studies
The stability test for nanocapsules was based on the
analysis of the time-dependent changes in their size
distribution and zeta potential. Nanocapsules suspen-
sions were stored at the room temperature. The
hydrodynamic diameter and zeta potential of nano-
capsules were periodically measured using Zetasizer
Nano Series (Malvern Instruments).
Nanocapsules’ visualization
Nanocapsules were visualized using scanning electron
microscopy (SEM) (JEOL JSM-7500F). Samples
were prepared by pouring nanocapsules suspension
in 0.015 M NaCl solution on the copper cylinders and
drying overnight.
SH-SY5Y cell culture
Human neuroblastoma SH-SY5Y (ATCC, passages
10–30) cells were grown in DMEM supplemented
with 10 % FBS and 0.1 % penicillin/streptomycin
mixture. Cells were maintained at 37 �C in a saturated
humidity atmosphere containing 95 % air and 5 %
CO2. Cells were seeded into 96-well plates with the
density of 4 9 105 per ml. 24 h before experiments,
culture medium was replaced by DMEM containing
1 % FBS.
Cell treatment
For determination of biocompatibility/cytotoxicity of
the synthesized cores/nanocapsules (AOT/PAH, AOT/
PDADMAC, AOT/PLL, AOT/PLL/PGA, and AOT/
PLL/PGA-g-PEG), SH-SY5Y cells were treated with
10 ll of particular solutions to achieve the final
concentration 5.7 9 109 particles/ml and 2.85 9 109
particles/ml. To establish the proper concentration of
hydrogen peroxide for neuroprotective studies, we
treated SH-SY5Y cells with series of dilutions of H2O2:
0.1, 0.25, 0.5, and 1 mM for 6 and 24 h. The H2O2
concentrations: 1 mM for 6 h and 0.5 mM for 24 h
were chosen for concomitant studies with calpain
inhibitor, MDL 28170 (1–10 lM). MDL 28170 stock
solution (10 mM) was prepared in DMSO and stored at
-20 �C. The final dilutions of MDL 28170 and H2O2
were prepared in distilled water. Nanocapsules were
stored and diluted in 0.015 M NaCl. The chemicals
were present in cultures at a final concentration of 1 %
(for H2O2 and MDL 2817) or 10 % (for nanocapsules).
The vehicle-treated cells were treated with relevant
solvents (10 % DMSO or/and 0.015 M NaCl).
Cell-viability quantification
Cell viability was quantified using 3-[4,5-dimethyl-
thiazol-2-yl]-2,5-diphenyltetrazolium bromide colori-
metric assay as described by (Jantas et al. 2011). In
brief, tested agents were added to each well, and cells
were incubated for 24 h at 37 �C. Next, 10 ll of MTT
solution (1.5 mg/ml) was added to each well and
incubated for 40 min at 37 �C. Subsequently, cells
were centrifuged at 1,000 rpm for 3 min, and after
removing culture medium and excess MTT, purple
formazan salt crystals were dissolved in 100 ll DMSO
(dimethyl-sulfoxide). After a brief agitation on a plate
shaker, the absorbance of each sample was measured
spectrophotometrically at a wavelength of 570 nm in a
96-well plate-reader (Multiscan, Labsystems). The
data were normalized to the absorbance in the control
group with vehicle-treated cells (control ? vehicle,
100 %). Results were expressed as a percent of the
control group (±SEM) established from n C 5 wells
from three separate experiments.
Cell death assessments
In order to estimate cell death, the level of lactate
dehydrogenase (LDH) released from damaged cells
into culture media was quantified as described by
(Jantas et al. 2011). A colorimetric assay was used, in
which the amount of red formazan salt, formed after
the conversion of lactate to pyruvate, proportional to
LDH activity and to the number of damaged cells in
the sample, was measured. After 24 h of cells’
incubation with tested agents at 37 �C, cell-free
culture supernatants (85 ll) were collected from each
well and incubated with the reagent mixture according
to the manufacturer’s instructions (Cytotoxicity
Detection Kit, Roche) for 20 min. The absorbance of
each sample was measured using 96 wells plate-reader
(Multiscan, Labsystems) at a wavelength of 490 nm.
Data were normalized to the activity of LDH released
from Triton X-100-treated cells (total, 100 %). Results
were expressed as a percent of the Triton X-100-
treated cells (±SEM) established from n C 5 wells
from three separate experiments.
J Nanopart Res (2013) 15:2035 Page 5 of 12
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Statistical analysis
Data after normalization to the control or total group
(±SEM) were analyzed using Statistica software
(StatSoft Inc.). One-way analysis of variance
(ANOVA) was used to determine overall significance.
Differences between control and experimental groups
were assessed using post-hoc Duncan test, with the
significant differences marked as follows: *p \ 0.05,
**p \ 0.01 and ***p \ 0.001 (vs control group) and
#p \ 0.05, ##p \ 0.01 and ###p \ 0.001 (vs H2O2-
treated cells).
Results and discussion
Preparation of nanocapsules
Nanocapsules were prepared using LbL saturation
method analogous to the method developed by other
authors (Szczepanowicz et al. 2010b). IPM with
dissolved AOT (330 g/l) was used as the hydrophobic
phase. It is worth noting that both AOT and IPM are
bearing GRAS (Generally Regarded as Safe) status
under FDA (Food and Drug Administration) regula-
tions. Polyelectrolytes were dissolved in 0.015 M
NaCl solutions. Emulsion cores of nanocapsules were
formed by adding a fixed 0.1 ml volume of AOT/IPM
to 200 ml of aqueous polycation solutions in the range
of concentrations: 5–50 ppm under mixing using a
magnetic stirrer at 300 rpm. The optimal surfactant/
polyelectrolyte ratio was determined by zeta potential
measurements (Fig. 2). Stable emulsion cores were
obtained when zeta potential of emulsion drops with
adsorbed polycation layer reached the constant value
(Table 2). By this way, the amount of free polyelec-
trolyte in the nanocapsules’ suspension was mini-
mized as most of it was consumed to reverse charge of
the emulsion drops.
Subsequent layers of the polyelectrolyte shell were
adsorbed on emulsion cores using similar procedure.
Fixed volume of positively charged nanoemulsion
core was added to the polyanion solutions, and proper
polyanion concentration was used in the synthesis
process. Amount of polyelectrolyte used to form each
layer was determined by zeta potential measurements.
Stable nanocapsules were obtained when zeta poten-
tial of emulsion core with adsorbed subsequent
polyelectrolyte layer reached the constant value close
to the value obtained for free polyelectrolyte in
solution. The observed layer-to-layer variations of
zeta potential provide evidence for the formation of
consecutive layers (Fig. 3). Zeta potential values
ranged from less than approximately -30 mV for
Fig. 2 Example of determining optimal surfactant/polyelec-
trolyte ratio: the dependence of zeta potential of AOT/PLL-
stabilized nanocapsules’ core on PLL concentration in the
water-phase of suspension before emulsification
Table 2 Zeta potential values of emulsion cores stabilized by
a complex of AOT and cationic polyelectrolyte
Emulsion core (IPM) Zeta potential (mV)
AOT/PDADMAC ?66.5
AOT/PAH ?78.5
AOT/PLL ?71.6
Fig. 3 Layer-to-layer variations of zeta potential of AOT(PLL/
PGA)n nanocapsules (n number of layers)
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the polyanion layers to greater than approximately
?30 mV for the polycation layers. This value of zeta
potential (absolute value) indicates that the surface
charge of capsules is high enough to ensure electro-
static stabilization of their suspension, thereby pre-
venting aggregation and contributing to the long-term
stability.
PEGylated external shell layer, formed to improve
biodistribution of nanocapsules, was obtained by
coating positively charged AOT/PLL nanocapsules
with layer of PGA-g-PEG by means of the same LbL
procedure, i.e., by adding suspension of PLL-termi-
nated cores into filtered PGA-g-PEG solution. The
zeta potential of nanocapsules with PGA-g-PEG
external layer was -3 ± 4 mV, but they were stable
for up to 90 days because of steric stabilization by
PEG tails. Drug-loaded nanocapsules were synthe-
sized as described above except that before emulsifi-
cation process, model drug (MDL 28170) was
dissolved in AOT/IPM mixture.
Characterization of nanocapsules
The average size of synthesized AOT(PLL/PGA)1
nanocapsules measured by DLS and NTA was
*80 nm (Figs. 4, 5) and was increasing with the
number of adsorbed layers to *100 nm (Fig. 5).
Particle concentration determined by NTA was
5.7 9 1010 particles/ml. The example of SEM micro-
graph of the same AOT(PLL/PGA)1 capsules is shown
in Fig. 6. The size of the most of observed particles
were below 100 nm (*80 nm), which clearly con-
firmed the values obtained by DLS and NTA.
Drug encapsulation
The results of our previous study have indicated that
nanocapsules, formed by the LbL shell formation on
emulsion cores, can be successfully used as loaded
nanocarriers for some model drugs (e.g., beta-caro-
tene, vitamin A) (Szczepanowicz et al. 2010b).
Therefore, we decided to use this approach to directly
synthesize nanocapsules containing neuroprotective
Fig. 4 Size distribution of
AOT(PLL/PGA)n
nanocapsules by DLS:
n = 1 (left), n = 5 (right)
Fig. 5 Size distribution of AOT(PLL/PGA)1 nanocapsules by
NTA (inset of Fig. 5 nanocapsules visualization by the light
scattering)
Fig. 6 The SEM micrograph of AOT(PLL/PGA)1
nanocapsules
J Nanopart Res (2013) 15:2035 Page 7 of 12
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compounds. The model neuroprotective agent, calpain
inhibitor MDL 28170 (Fig. 7), was chosen as an active
component of the emulsion core of nanocapsules.
MDL of 25 mg was dissolved in 6 ml of AOT/IPM
solution to achieve a concentration 4.17 mg/ml and
was stored in 4 �C before emulsification process and
nanocapsules formation.
Biocompatibility of nanocapsules
In vitro biocompatibility testing is a common first step
in assessing nanoparticle-related health hazards. Since
our major driving force for synthesis of the nanocap-
sules is their potential use for practical neuropharma-
ceutical applications, SH-SY5Y human neuroblastoma
cells were used. Emulsion cores stabilized by various
AOT-polycation complexes were synthesized (AOT/
PAH, AOT/PDADMAC, and AOT/PLL). Subse-
quently, second layers were adsorbed onto AOT/PLL-
stabilized cores using polyanion PGA and PEGylated-
PGA (PGA-g-PEG). Cell-viability and cell death
assessments (by MTT and LDH assays, respectively)
were used to determine biocompatibility/cytotoxicity of
the synthesized nanocapsules. Both assays were done
24 h after treatment with the agents. The concentrations
of nanocapsules chosen for the biochemical tests were
5.7 9 109 and 2.85 9 109 particles/ml, which corre-
spond roughly to *1.5 9 105 and *0.75 9 105
particles/cell, respectively. The results of the biocom-
patibility testing are summarized in Figs. 8 and 9.
Statistically significant toxic effect is clearly
observed for nanocapsules stabilized by AOT/PAH
and AOT/PDADMAC complexes. By far, the least toxic
AOT/PLL-stabilized cores were chosen to be further
covered by a second polyanion layer. Polyanion PGA-
and PEGylated-PGA covered nanocapsules are non-
toxic to cells after 24 h of incubation. The lack of
increase of the cell viability in MTT tests with no LDH
change may suggest that nanocapsules exhibit no effect
on stimulation of cells proliferation, which is sometimes
observed when using unspecified, undifferentiated SH-
Fig. 7 Molecular formula of calpain inhibitor MDL 28170
Fig. 8 MTT reduction in SH-SY5Y culture after treatment with
IPM cores stabilized by AOT/PAH, AOT/PDADMAC, AOT/
PLL complexes; and AOT/PLL/PGA and AOT/PLL/PGA-g-
PEG nanocapsules. Each bar represents an average value and
SEM taken from n C 5 wells from three independent experi-
ments. Comparisons were made using analysis of variance
followed by Duncan’s test. ***p \ 0.001; *p \ 0.05 versus
control group
Fig. 9 LDH release in SH-SY5Y culture after treatment with
IPM core nanocapsules stabilized by AOT/PAH, AOT/PDAD-
MAC, AOT/PLL complexes; and AOT/PLL/PGA and AOT/
PLL/PGA-g-PEG nanocapsules. Each bar represents an average
value and SEM taken from n C 5 wells from three independent
experiments. Comparisons were made using analysis of
variance followed by Duncan’s test. ***p \ 0.001 versus
control group
Page 8 of 12 J Nanopart Res (2013) 15:2035
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SY5Y cells. Since nanoparticles, having large surface
areas and chemically active surfaces, may interfere with
viability assays, producing a false assessment of toxicity
and making it difficult to analyze, we have also
measured the extent of particle interference in MTT
and LDH assays. The obtained results suggested the lack
of nanocapsules’ interference on biochemical assays
(data not shown). We did not observe differences in
control and control ? vehicle groups. Consequently,
the impact of the vehicle (0.015 M NaCl) on the
cytotoxicity results can be excluded.
Cytotoxicity model
SH-SY5Y cells were treated with hydrogen peroxide
as an oxidative stress-inducing cytotoxic agent. Series
of dilutions of H2O2: 0.1, 0.25, 0.5, and 1 mM were
added to the culture medium. Afterward, MTT assay
was performed to quantify cells’ viability (Fig. 10).
Tests were performed after 6 and 24 h of incubation.
Investigations of cells’ viability under H2O2 condi-
tions showed time- and concentration-dependent
decrease in cell viability. The H2O2 concentrations
closest to the IC50 (the half maximal inhibitory
concentration) value were 1 mM after 6 h of incuba-
tion and 0.5 mM after 24 h of incubation. Conse-
quently, these concentrations were chosen as an
oxidative stress-inducing doses. The IC50 hydrogen
peroxide concentration of 0.5 mM (after 24 h) is in
good agreement with the finding of (Kwon et al.
2011a, b) who used H2O2 0.4 mM for 24 h and
reached the viability of incubated cells around 60 %.
The neuroprotective potential of model drug (MDL
28170) was evaluated against selected hydrogen
peroxide oxidative stress-induced cytotoxicity models
in the SH-SY5Y cell culture (Fig. 11). In particular,
the SH-SY5Y cells were treated with MDL 28170 in
the range of concentrations: 1–10 lM before the
exposure to 1 mM H2O2 for 6 h and 0.5 mM H2O2 for
24 h. The results indicated that the MDL 28170
concentration of 10 lM gave statistically significant
higher percentage of cell viability as compared to
H2O2-treated cells. The neuroprotective effect was not
observed after an incubation time of 6 h with a
concentration of hydrogen peroxide of 1 mM. In view
of the above, the neuroprotective potential of nanoen-
capsulated MDL 28170 was further evaluated against
0.5 mM H2O2-induced oxidative stress cytotoxicity in
SH-SY5Y human neuroblastoma cell culture for 24 h.
Neuroprotective action of encapsulated MDL
28170
MTT assay showed that nanoencapsulated MDL
28170 significantly attenuated the H2O2-induced
Fig. 10 MTT reduction in SH-SY5Y culture after H2O2-
induced oxidative stress. Each bar represents an average value
and SEM taken from n C 5 wells from three independent
experiments. Comparisons were made using analysis of
variance followed by Duncan’s test. ***p \ 0.001 versus
control group
Fig. 11 MTT reduction in SH-SY5Y culture after MDL 28170
treatment before cells exposure to the oxidative stress condi-
tions. Each bar represents an average value and SEM taken from
n C 5 wells from three independent experiments. Comparisons
were made using analysis of variance followed by Duncan’s test.
***p \ 0.001 versus control group; ##p \ 0.01 versus H2O2-
treated cells
J Nanopart Res (2013) 15:2035 Page 9 of 12
123
cytotoxicity (Fig. 12). Similar to the results of MDL
28170 that was added directly to the culture medium,
encapsulated drug exerts neuroprotective effect on
SH-SY5Y cell lines as compared with untreated,
H2O2-exposed cells. It is worth noting that the
concentrations of the drug in nanoform in the culture
medium was 0.54 lM (5.7 9 109 particles/ml) and
0.27 lM (2.85 9 109 particles/ml) what is almost 20
and 40 times lower, respectively, than therapeutic
concentration of 10 lM of the same drug added
directly to the culture medium, having the same effect
on the cell viability (Fig. 11). This is very significant
in terms of pharmacology, since lower therapeutic
dose of the drug may reduce its undesired side effects.
Moreover, it is crucial from an economical point of
view, because the active agents are generally the most
expensive part of drug formulations. Although there is
a noticeable statistically significant difference
between nanoencapsulated drug-treated cells and
control group in MTT assay, these promising pre-
liminary results, however, indicate toward the neces-
sity of further studies of neuroprotective potential of
MDL 28170, such as microscopic analysis, flow
cytometry, etc. The results contributed to the further
plans for the extension of this research on primary
cultures of neurons and hippocampal slice cultures
using MDL 28170 in the form of nanocapsules.
Conclusion
We have described the preparation of nanocapsules
with emulsion cores stabilized by a complex of anionic
surfactant AOT and various cationic synthetic poly-
electrolytes. Nanocapsules’ shell consisting of anionic
and cationic polyelectrolytes was obtained using the
LbL method. The PEGylated external layer was
adsorbed to improve biodistribution of nanocarriers.
That type of modification should prolong circulation
time by elimination of the opsonization process and
fast clearance. Before the evaluation of neuroprotec-
tive action of nanoencapsulated model drug, MTT and
LDH biocompatibility tests of empty capsules were
performed. The results obtained show that synthesized
nanocapsules coated with PLL and PGA are nontoxic
to SH-SY5Y cells and they can be used as nanocarriers
for model neuroprotective drug—calpain inhibitor
MDL 28170. As a neurodegenerative model hydrogen
peroxide-induced cytotoxicity was chosen. The con-
centration of 0.5 mM H2O2 was able to induce
apoptotic cell death of SH-SY5Y cell culture within
24 h after incubation. The neuroprotective potential of
MDL 28170 was evaluated against oxidative stress
cytotoxicity in the same cell culture. The cells showed
the most significant viability at concentration of
10 lM. MTT assay showed that pretreatment with
encapsulated MDL 28170, similar to the same drug to
some extent, protected SH-SY5Y cells against H2O2-
induced cytotoxicity. The main advantage of nano-
capsulated MDL 28170 is that it exhibits neuropro-
tective action at c.a. 40 times lower dose than the drug
directly added to the assay.
The obtained results showed that the developed
nanocapsules are nontoxic to SH-SY5Y human neu-
roblastoma cells and could be the candidate for
nanocarriers for water insoluble neuroprotective
drugs, for instance, MDL 28170. This principal
prerequisite for nanomedicine applications provides
grounds for considering them for further experiments
that eventually may result in the more efficient
treatment of neurodegenerative disorders.
Acknowledgments This study was co-financed by the
Interdisciplinary PhD Studies: ‘‘Molecular sciences for
Fig. 12 MTT reduction in SH-SY5Y culture after H2O2-
induced oxidative stress incubated with encapsulated MDL
28170. Each bar represents an average value and SEM taken
from n C 5 wells from three independent experiments. Com-
parisons were made using analysis of variance followed by
Duncan’s test: ***p \ 0.001 versus control group; #p \ 0.05
versus H2O2-treated cells
Page 10 of 12 J Nanopart Res (2013) 15:2035
123
medicine’’ (co-financed by the European Social Fund within the
Human Capital Operational Programme); the Polish National
Science Centre, grant no. DEC-2011/03/N/ST5/04808; and the
Marian Smoluchowski Krakow Research Consortium, a leading
National Research Centre KNOW, supported by the Ministry of
Science and Higher Education.
Conflict of interest The author reports no conflicts of interest
in this work.
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