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APEC Self-Funded Project Proposal Coversheet Please submit through APE(: Secretariat Program l)irector.

Total cost of project (USD):

Project Overseer Information and Declaration:

Name:

Title:

Organization:

Postal address:

Tel: E-mail:

As Project Overseer and on behalf of the above said Organization, I will ensure that all Project outputs (Project reports, proceedings, slides, presentations, COs, etc.), wil l comply with the APEC Publications, APEC Logo ano Copyrights Guidelines before being published. The guidelines are at:

http ://www.apec.org/About-Us/About-APEC/Policies-and~Procedures.aspx

Name of Project Overseer ·

Name of Fora Chair/Lead Sheppard

Date:

beJfl6'l1~bb 'W'\J ~ 1

APPENDIX 8

APEC .Concept Note Please submit through APEC Secretariat Program l)irector. Concept Notes of more than 3 pages

(including title page) or incomplete submissions will riot be considered.

Fund Source (Select one):

0Gener~l Project Account (f~rmerly Operational Account)

OTILF Special Account

0APEC Support Fund

For ASF: As per Guidebook Ch. 3, list ASF Sub-fund if appropriate for this project:

Total cost of proposal: (APEC funding +self-funding): USD

Total amount being sought from APEC (USD):

By category: Travel: Labor. costs:

Hosting: Publication & distribution: Other: ·

Project Overseer Information and Declaration:

Name:

Title:

Organization:

Postal address:

Tel: E-mail:

As Project Overseer and on behalf of the aboye said Organization, I declare. that this submission was prepared in accordance with the Guidebook on APEC Projects and any ensuing project will comply with said Guidebook. Failure to do so may result in the BMC denying or revoking funding and/or project approval. I understand that any funds approved are granted on the basis of the information in the document's budget table, in the case of any inconsistencies within the document. .

Name of Project Overseer Date:

Project Synopsis

1. Relevance- Benefits· to region: What problem does the project seek to address? What is the relevance of the pr.oject? Does it have sustained benefits to more than one economy?

Relevance - Rank: Which Rank in the annual APEC Funding Criteria does this project fall under? Briefly explain why. Is it also linked to other Ranks? If so, briefly explain which/how.

2. Objectives: Describe the 2-3 key objectives of the project. (e.g. ensure workshop participants will be able to ... ; to create a framework ... ; to develop recommendations ... ; to build support ... ; to revise strategies ... ; to create an action plan; ... to increase knowledge in; to build capacity in ... etc.) · ·

3. Alignment- APEC: Describe specific APEC priorities, goals, strategies, workplans and statements that the project supports, and explain how the project will contribute to their achievement.

Alignment- Forum: Briefly explain how the project is aligned with your forum's workplan I strategic plan.

4. Methodology: How do you plan to implement the project? In this section, briefly address the following: • Workplan: Project timelines, dates of key activities and deliverable outputs. • Beneficiaries: The proposed selection criteria for participants, beneficiary profiles (e.g.

workshop participants, end users, policy makers, researchers/analysts, gender) and how they will be engaged.

• Evaluation: Potential indicators developed to measure progress, project outcomes and impacts/successes. Where possible provide indicators which could assess impacts on women.

• Linkages: Information on other APEC and non-APEC stakeholders and how they will be eri.gaged. If and how this proposal builds on (but does not duplicate) the work of other projects. How will this activity promote cross fora collaboration?

Draft 2 "'- 21 Qecem ber 2016

FUNDING CRITERIA FOR ALL.APEC-FUNDED PROJECTS IN 2017

In assessing APEC-funded projects in 2017, priority should be given - pursuant to instructions from Leaders and Ministers - to funding capacity-building activities, with special emphasis on developing economies, in accordance with the following rankings. These criteria will be used for ranking all of APEC's funded projects in 2017.

Rank 1: Projects that demonstrate a. direct link to promoting regional economic integration via f ree and open trade and investment Tn1s mcludes projects related to:

o Supporting the multilateral trading system and the implementation of Boger Goals o Trade and Investment facilitation and liberalization, including infrastructure development

and PPPs o Regional Economic Integration initiatives, including the Beijing Roadmap for APEC's

Contribution to the Realization ofthe FTAAP and Lima Declaration on FTAAP, RTAs/FTAs· information sharing mechanism

o Strengthening innovation capacities and competitiveness of MSMEs and MSMEs insertion in GVCs

o Food security, including food production, processing, supply chain and trade and safety, sustainable agriculture, sustainability of these activities and rural development, innovative rural areas, technical cooperation and new technologies, as well as implementation of the Food Security Roadmap Towards 2020, the Food Security Business Plan, and the Piura Declaration on APEC Food Security

o Human development, including implementation ofthe Strategic Plan on Capacity Building to Promote the Trade and Investment Agenda, cooperation on education, skills development, science and technology and capacity building, alignment of education and training to the regional labor market needs and youth employment

o Next Generqtion Trade and Investment Issues o Services trade, including the implementation of the APEC Services Cooperation Framework

and APEC Services Competitiveness Roadmap o Activities outlined in the Global Value Chains (GVCs) Blueprint o Supply Chain Connectivity o Connectivity, including the implementation ofthe APEC Connectivity Blueprint on

enhancing physical, institutional and people-to-people connectivity o lnform.ation t echnology and digital economy, including e-commerce, ICTinfrastructure

and digital t rade; Internet Economy, including t he implementation of APEC Initiative of Cooperation to Promote Internet Economy

o Structural Reform, including overcoming the MIT and the implementation ofthe RAASR o Ease of Doing Business o Emergency preparedness and disaster management, including activities relating to the

efficient movement of capital, goods, services and people as well as the implementation of the APEC Disaster Risk Reduction Framework.

Rank 2: Projects that directly support the APEC Strategy for Strengthening Quality Growth

Tfi1s mcludes projects related to' tfie implementation of the APEC's Strategy for Strengtfiening Quality Growth:

Balanced Growth o Macro-economic policy coordination and infor\llation sharing o Financial markets (including financial regulatory systems and capital market

Draft 2 -21 December 2016

developmentL financial inclusion and ensuring long-term fiscal sustainability o Financial integration, fiscal transparency and financial resiliency and implementation of

the Cebu Action Plan Inclusive Growth

o Women and the Economy (if not otherwise related to a R9nk 1 Priority issue). o Inclusion of people in situation of disability in the economy o Issues related to reducing economic disparities among APEC economies and to help

members to participate in the regional trade and investment liberalization opportunities o Activities/issues related to addressing the social dimension of globalization, including

health and gender, aging population and vulnerable groups

Sustainable Growth

o Energy efficiency, energy security and energy resiliency including the development of low carbon technology and alternative energy sources

o Urbanization to growth, including smart city and live-friend ly cooperation o Conservation, sustainable management, and rehabilitation of natural resowces,

'including water, land, forest, among others; combatting illegal logging and associated trade

o Travel facilitation for enhancing mobility, green tourism Activities/issues, related to safeguarding the quality of life through sustainable growth ,

o Ocean-related issues for economic growth; including Blue Economy; fisheries; as well as aquaculture an.d the implementation of the Plan of Action on FoodSecurity and Blue Economy; conservation and sustainable development of marine and coastal resources, includ ing reduction of marine debris.

o Building sustainable and resilient communities o Sustainable development in mining

Secure Growth o Counter terrorism o Strengthening growth security through disaster risk reduction to enhance resilience

against natural calamities. o Health and health systems, including the implementation of Healthy Asia-Pacific 2020 o Anti-corruption, good governance and transparency, including anti-money laundering

activities

Innovative Growth o Innovation policy and research cooperation, including harnessing new technologies for

the future . ' P Science and technology and ICT approaches in disaster preparedness, risk reduction,

response and post-disaster recovery and cooperation in search and rescue o Protection and enforcement of intellectual property rights, including trade secrets o Standards, conformity assessment, technica l regulations, regulatory cooperation, and

regulatory coherence, including good regu latory services

Rank 3: Projects that are linked to other priorities identified by Leaders and Ministers but are less closely linked to regional economic integration via free and open trade and investment This includes projects related to:

o Youth cooperation o Other related-issues/activities that cannot be directly linked to Rank 1 and Rank 2 projects

NOTES

Draft 2-21 December 2016

Cross-cutting issues: All projects should apply the Policy on APEC's Capacity Building through ECOTECH, in particular its Operational Principles, and maximize: regional economic integration; developing hvman capital; building linkage between APEC economies; gender equaJity; engagement of other APEC fora, ABAC, the private sector and other multilateral organizations; multi-year capacity building opportunities; and the spectrum of capacity building models and activities, although the extent to which projects incorporate these methodologies will not affect their priority ranking.

Prioritization within a rank: In the event that there are more project proposals than available funding for initiatives within a particular rank, projects will be prioritized in accordance to the degree to which they contribute to its rank's objective (and therefore to the APEC's further objective of the furtherance of the goal of economic integration via free and open trade and investment).

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